Nuveen Asset Management Watch

from S-4/A 1 page Second Amendment to the Nuveen Investments, LLC Excess Benefit Retirement Plan

from S-4/A 1 page First Amendment to the Nuveen Investments, LLC Excess Benefit Retirement Plan

from S-4/A 3 pages , 2009 Name Re: Mutual Fund Award Agreement Dear

from S-4/A 10 pages Nuveen Investments 2009 Mutual Fund Investment Plan

from S-4/A 6 pages As We Have Discussed, You Will Cease to Be an Employee or Executive Officer of Nuveen Investments, Inc. (The “Company”) or Any of Its Affiliated Companies as of the Close of Business on June 30, 2009 (“Date of Termination”). Following the Date of Termination, in the Manner and on the Terms Set Forth Below, the Company Shall Provide All of the Payments and Benefits Specified in Section 4(a) of Your Employment Agreement With the Company Dated January 1, 2008 (The “Employment Agreement”), Provided That, as Provided in the Employment Agreement, You Agree to the General Release of Claims Below. You Acknowledge That Your Obligations Under Section 5 of the Employment Agreement Remain in the Full Force and Effect in Accordance With Their Terms. Unless You Have Revoked the Release Set Forth Herein

from S-4/A 11 pages Services Agreement

from S-4/A 44 pages Schedules

from S-4 15 pages Windy City Investments Holding, L.L.C. Amended and Restated Unitholders Agreement

from S-4 16 pages Form of Windy City Investments Holdings, L.L.C. Class B Unit Grant Agreement

from S-4 13 pages Form of Windy City Investments Holdings, L.L.C. Class a Unit Purchase Agreement

from S-4 15 pages Form of Windy City Investments Holdings, L.L.C. Deferred Unit Grant Agreement

from S-4 10 pages Employment Agreement

from S-4 10 pages Employment Agreement

from S-4 10 pages Employment Agreement

from S-4 11 pages Employment Agreement

from S-4 6 pages Amendment to Employment Agreement

from S-4 5 pages Nuveen Investments, LLC Excess Benefit Retirement Plan Introduction