| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Trade Street Residential, Inc. | J | Common Stock, par value $0.01 | |||||
| API Technologies Corp. | S | Common Stock | |||||
| API Technologies Corp. | S | Series A Mandatorily Redeemable Preferred Stock | |||||
| Aceragen Inc | S | Common Stock | |||||
| Aceragen Inc | S | Common Stock |