| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Rocket Pharmaceuticals Inc. | A | Common Stock | |||||
| Rocket Pharmaceuticals Inc. | A | Stock Option (Right to Buy) | |||||
| Agilent Technologies Inc. | S | Common Stock | |||||
| Apellis Pharmaceuticals Inc. | D | Common Stock | |||||
| Apellis Pharmaceuticals Inc. | D | Stock Option (right to buy) |