| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Corning Natural Gas Holding Corp | D | Common Stock | |||||
| Corning Natural Gas Holding Corp | D | Series A Preferred Stock | |||||
| Vicon Industries Inc | S | Common Stock | |||||
| Vicon Industries Inc | S | Warrants | |||||
| Vicon Industries Inc | S | Common Stock |