EX-1.1
from 8-K
58 pages
Exhibit 1.1 Hamilton Lane Incorporated 2,995,757 Shares of Class a Common Stock Underwriting Agreement June 2, 2020 J.P. Morgan Securities LLC Goldman Sachs & Co. LLC as Representatives of the Several Underwriters Listed in Schedule 1 Hereto C/O J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 C/O Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware Corporation (The “Company”), Proposes to Issue and Sell to the Several Underwriters Listed in Schedule 1 Hereto (The “Underwriters”), for Whom You Are Acting as Representatives (The “Representatives”), an Aggregate of 2,924,515 Shares of Class a Common Stock, Par Value $0.001 Per Share, of the Company, Rysaffe Trustee Company (C.I.) Limited as Trustee of the Oakville Number 2 Trust (“Oakville”) Proposes to Sell to the Several Underwriters 65,000 Shares of Class a Common Stock of the Company, Michael Koenig (“Koenig”) Proposes to Sell to the Several Underwriters 4,000 Shares of Class a Common Stock of the Company, and Jacqueline Rantanen (“Rantanen” And, Together With Oakville and Koenig, the “Selling Stockholders”) Proposes to Sell 2,242 Shares of Class a Common Stock of the Company (Collectively, the “Shares”). the Shares of Class a Common Stock of the Company to Be Outstanding After Giving Effect to the Sale of the Shares, Together With the Shares of Class B Common Stock, Par Value $0.001 Per Share, of the Company (The “Class B Common Stock”) Are Referred to Herein as the “Stock”. in Connection With the Offering Contemplated by This Underwriting Agreement (This “Agreement”), the Class a Common Stock to Be Sold by Each Selling Stockholder Is Currently Held Directly by Such Selling Stockholder. 1
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