| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Nielsen Holdings plc | S | Common Stock | |||||
| Yellow Corp | P | 10% Series B Convertible Senior Secured Notes due 2015 | |||||
| Yellow Corp | P | 10% Series B Convertible Senior Secured Notes due 2015 | |||||
| Smart Powerr Corp. | C | 5% Secured Convertible Promissory Note | |||||
| Smart Powerr Corp. | C | Common Stock, par value $0.001 per share |