| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Applied Minerals, Inc. | S | 10% PIK-Election Convertible Note | |||||
| Applied Minerals, Inc. | S | Common Stock | |||||
| Applied Minerals, Inc. | J | PIK - Election Convertible Note due 2018 | |||||
| Applied Minerals, Inc. | J | PIK - Election Convertible Note due 2023 | |||||
| Applied Minerals, Inc. | P | Warrant (right to buy) |