| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Opko Health Inc. | A | Stock Option (Right to Buy) | |||||
| BioCardia Inc. | A | Common Stock | |||||
| Opko Health Inc. Sr Vice President - CFO | P | Common Stock | |||||
| Winston Pharmaceuticals, Inc. | S | Common Stock | |||||
| Winston Pharmaceuticals, Inc. | S | Warrants to Purchase Common Stock |