| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| PROCEPT BioRobotics Corporation | J | Common Stock | |||||
| Reata Pharmaceuticals Inc | D | Class A common stock | |||||
| Reata Pharmaceuticals Inc | D | Class B common stock | |||||
| Apollo Endosurgery Inc | D | Common Stock | |||||
| Apollo Endosurgery Inc | C | 6.0% Convertible Debentures due 2026 |