| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Aurinia Pharmaceuticals Inc | A | Director Stock Option (right to buy) | |||||
| Heron Therapeutics Inc. | A | Common Stock | |||||
| Aurinia Pharmaceuticals Inc | F | Common Shares | |||||
| Aurinia Pharmaceuticals Inc | A | Director Stock Option (right to buy) | |||||
| Heron Therapeutics Inc. | A | Common Stock |