| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Rocket Pharmaceuticals Inc. | J | Common Stock | |||||
| ZS Pharma, Inc. | U | Common Stock | |||||
| Rocket Pharmaceuticals Inc. | C | Common Stock | |||||
| Rocket Pharmaceuticals Inc. | C | Convertible Promissory Notes | |||||
| Rocket Pharmaceuticals Inc. | C | Series AA Convertible Preferred Stock |