Unifunds Ltd – Chronological Filings Watch

REVOKED

Commission order revoking registration

08/06/21

10-Q

ended 07/31/18 Q2

12/04/18

10-Q

ended 04/30/18 Q1

11/06/18

NT 10-Q

Late quarterly filing notification for Q1 2018

09/24/18

10-K

ended 01/31/18 FY 2017

05/21/18

NT 10-K

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05/02/18

8-K

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03/23/18

10-Q

ended 12/34/56 ##

12/15/17

8-K

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09/27/17

10-Q

ended 12/34/56 ##

09/15/17

NT 10-Q

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09/15/17

10-Q

ended 12/34/56 ##

06/13/17

10-K

ended 12/34/56 ## ####

05/16/17

NT 10-K

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05/02/17

10-Q

ended 12/34/56 ##

12/15/16

10-Q

ended 12/34/56 ##

09/14/16

10-Q

ended 12/34/56 ##

06/13/16

10-K

ended 12/34/56 ## ####

05/02/16

8-K

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01/21/16

10-Q

ended 12/34/56 ##

12/08/15

4

Lee Jin Han Alvin

09/27/17

4

Lim Kok Seong

09/27/17

3

Van Kerkhove Shirley Sabia Therese

09/27/17

3

Vuoch Prom

01/27/16

3/A

Lim Kok Seong

07/02/15

3/A

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07/02/15

3

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05/04/15

3

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05/04/15

3

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01/03/13

3

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11/09/10

4

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03/07/07

4

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03/07/07

3

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05/19/06

3

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05/19/06