| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Tejon Ranch Co | A | Tejon Ranch Co. Common Stock | |||||
| Total Return Securities Fund President and CEO | P | Common Stock | |||||
| Special Opportunities Fund Inc President and CEO | S | Common Stock | |||||
| Special Opportunities Fund Inc President and CEO | S | 2.75% Cconvertible Preferred Stock, Series C | |||||
| Total Return Securities Fund President and CEO | P | Common Stock |