| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Chile Mining Technologies Inc. | G | Common Stock, $0.001 par value | |||||
| Chile Mining Technologies Inc. | G | Common Stock, $0.001 par value | |||||
| Chile Mining Technologies Inc. | J | Common Stock, $0.001 par value | |||||
| Golden Elephant Glass Technology, Inc. | P | Common Stock, par value $0.01 per share | |||||
| Golden Elephant Glass Technology, Inc. | P | Common Stock |