| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Ocera Therapeutics, Inc. | D | Common Stock | |||||
| Ocera Therapeutics, Inc. | D | Warrant to Purchase Common Stock | |||||
| Tobira Therapeutics, Inc. | U | Common Stock | |||||
| CoLucid Pharmaceuticals, Inc. | J | Common Stock | |||||
| CoLucid Pharmaceuticals, Inc. | S | Common Stock |