EX-10.1
from 10-Q
62 pages
Membership Interest Purchase Agreement Dated as of November 14, 2022 by and Between Dolphin Entertainment, Inc., Social Midco, LLC, Nsl Ventures, LLC and Solely With Respect to the Provisions Noted Herein, Nsl Media, Inc. and Sawyer Media LLC
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EX-10.1
from 8-K
11 pages
This Letter (The “Agreement”) Constitutes the Agreement Between Dolphin Entertainment, Inc. (The “Company”) and Maxim Group LLC (“Maxim” or the “Lead Manager”), That Maxim Shall Serve as the Exclusive Lead (I) Placement Agent for the Company, on a “Reasonable Best Efforts” Basis (“Direct Placement”) or (II) Underwriter and Book Runner for the Company, on a Firm Commitment Basis (“Underwritten Placement” and Collectively With a Direct Placement, a “Placement”)1, in Connection With the Proposed Offering of Shares (The “Shares” or the “Securities”) of the Company’s Common Stock (The “Common Stock”). the Terms of Such Placement and the Securities Shall Be Mutually Agreed Upon by the Company and the Lead Manager And, if a Direct Placement, the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Grants Maxim the Power or Authority to Bind the Company or Any Purchaser or Creates an Obligation for the Company to Issue Any Securities or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That Maxim’s Obligations Hereunder Are on a Reasonable Best Efforts Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by Maxim to Purchase the Securities and Does Not Ensure the Successful Placement of the Securities or Any Portion Thereof or the Success of Maxim With Respect to Securing Any Other Financing on Behalf of the Company. Maxim May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement
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