Root9B Holdings, Inc. – Filings and Transcripts – BamSEC

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Late quarterly filing notification for Q2 2017

ended 03/31/17 Q1

Late quarterly filing notification for Q1 2017

ended 12/31/16 FY 2016 – amended

ended 12/31/16 FY 2016

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Wellington Management Group Llp

Ithan Creek Master Investors (Cayman), L.P.

Ithan Creek Master Investors (Cayman), L.P.

Quad Capital Management Advisors LLC

Quad Capital Management Advisors LLC, Ciampi Guerino, Guarino John

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