| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Cadiz Inc. | C | 7% Convertible Senior Notes due 2020 | |||||
| Cadiz Inc. | C | Common Stock | |||||
| Cadiz Inc. | J | 7% Convertible Senior Notes due 2020 | |||||
| Cadiz Inc. | P | Series 1 Preferred Stock | |||||
| Cadiz Inc. | S | 7% Convertible Senior Notes due 2020 |