| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Capricor Therapeutics Inc. | J | Warrant (Right to Buy) | |||||
| Capricor Therapeutics Inc. | A | Stock Option (Right to Buy) | |||||
| Capricor Therapeutics Inc. | A | Stock Option (Right to Buy) | |||||
| Capricor Therapeutics Inc. | A | Stock Option (Right to Buy) | |||||
| Capricor Therapeutics Inc. | J | Warrant (Right to Buy) |