| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Omega Protein Corp | D | Common Stock | |||||
| 9 Meters Biopharma Inc Former CEO and Director | P | Common Stock | |||||
| Omega Protein Corp | A | Common Stock | |||||
| 9 Meters Biopharma Inc Former CEO and Director | A | Common Stock | |||||
| Rexnord-Zurn Holdings, Inc Chairman & CEO | F | Common Stock |