| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Rocket Pharmaceuticals Inc. | J | Common Stock | |||||
| Rocket Pharmaceuticals Inc. | A | Common Stock | |||||
| Rocket Pharmaceuticals Inc. | A | Stock Option (Right to Buy) | |||||
| PTC Therapeutics Inc. | A | Common Stock | |||||
| PTC Therapeutics Inc. | A | Stock Option (Right to Buy) |