| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Smith Micro Software Inc. Executive Chairman | F | Common stock | |||||
| Smith Micro Software Inc. Executive Chairman | F | Common stock | |||||
| Smith Micro Software Inc. President and CEO | F | Common stock | |||||
| Smith Micro Software Inc. President and CEO | A | Common stock purchase warrant | |||||
| Smith Micro Software Inc. President and CEO | A | Secured convertible note |