| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| First Opportunity Fund Inc Secretary | D | Common Stock | |||||
| SRH Total Return Fund Inc. Secretary | A | Common Stock | |||||
| First Opportunity Fund Inc Secretary | S | Common Stock | |||||
| SRH Total Return Fund Inc. Secretary | P | Common Stock | |||||
| Boulder Total Return Fund Inc Secretary | S | Common Stock |