| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| First Opportunity Fund Inc Treasurer, V.P & CFO | D | Common Stock | |||||
| SRH Total Return Fund Inc. Treasurer, V.P. & CFO | A | Common Stock | |||||
| First Opportunity Fund Inc Treasurer | S | Common Stock | |||||
| SRH Total Return Fund Inc. Treasurer, V.P. & CFO | P | Common Stock | |||||
| SRH Total Return Fund Inc. Vice President and Asst. Secty | X | Common Stock |