| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Cardiff Oncology Inc. | J | Stock Options | |||||
| Hepion Pharmaceuticals Inc. | A | Stock Options | |||||
| Hepion Pharmaceuticals Inc. | A | Stock Options | |||||
| Cardiff Oncology Inc. Executive Chairman | A | Stock Options | |||||
| Cardiff Oncology Inc. | P | Common Stock |