| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Aurinia Pharmaceuticals Inc | J | Short Put Options (potential obligation to buy) | |||||
| Aurinia Pharmaceuticals Inc | P | Common Shares | |||||
| Singular Genomics Systems Inc. | D | Common Stock | |||||
| Singular Genomics Systems Inc. | P | Common Stock | |||||
| Rain Oncology Inc. | U | Common Stock |