| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| GAIN Capital Holdings, Inc. | D | Common Stock | |||||
| GAIN Capital Holdings, Inc. | M | Common Stock | |||||
| GAIN Capital Holdings, Inc. | M | Stock Option (Right to Buy) | |||||
| GAIN Capital Holdings, Inc. | A | Common Stock | |||||
| GAIN Capital Holdings, Inc. | P | Common Stock |