| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Apellis Pharmaceuticals Inc. | D | Common Stock | |||||
| Apellis Pharmaceuticals Inc. | D | Stock Option (right to buy) | |||||
| Apellis Pharmaceuticals Inc. | U | Common Stock | |||||
| Amicus Therapeutics Inc. | D | Common Stock | |||||
| Amicus Therapeutics Inc. | D | Stock Options (right to buy) |