| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Frederick's of Hollywood Group Inc | J | Warrants | |||||
| Frederick's of Hollywood Group Inc | P | Common Stock | |||||
| Frederick's of Hollywood Group Inc | S | Series A 7.5% Convertible Preferred Stock | |||||
| Integral Systems Inc | J | Common Stock | |||||
| Versadial, Inc. | C | Common Stock |