| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Boss Holdings Inc | M | Common Stock | |||||
| Boss Holdings Inc | M | Stock Option (Right to Buy) | |||||
| EMAK Worldwide, Inc. | A | Common Warrant | |||||
| EMAK Worldwide, Inc. | A | Series AA Senior Cumulative Convertible Preferred Stock | |||||
| EMAK Worldwide, Inc. | D | Common Warrant |