| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| TETRALOGIC PHARMACEUTICALS Corp | J | 8% Senior Convertible Notes due 2019 | |||||
| TETRALOGIC PHARMACEUTICALS Corp | J | 8% Senior Convertible Notes due 2024 | |||||
| TETRALOGIC PHARMACEUTICALS Corp | J | Preferred Stock | |||||
| ShengdaTech, Inc. | P | Common Stock |