| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Ovid Therapeutics Inc. | A | Common Stock | |||||
| Ovid Therapeutics Inc. | A | Employee Stock Option (Right to Buy) | |||||
| Exelixis Inc. | S | Common Stock | |||||
| Regulus Therapeutics Inc. | D | Common Stock | |||||
| Regulus Therapeutics Inc. | D | Common Stock Purchase Warrant (Right to Buy) |