| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Alcentra Capital Corp | D | Common Stock | |||||
| Diamond Offshore Drilling Inc. | A | Stock Appreciation Right | |||||
| Alcentra Capital Corp | P | Common Stock | |||||
| Alcentra Capital Corp | P | Common Stock | |||||
| Diamond Offshore Drilling Inc. | A | Stock Appreciation Right |