| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| The LGL Group Inc. | X | Common Stock | |||||
| The LGL Group Inc. | X | Subscription Rights (right to purchase) | |||||
| The LGL Group Inc. | S | Subscription Rights (right to purchase) | |||||
| The Gabelli Equity Trust Inc. | J | Common Stock, Par Value $0.001 | |||||
| GAMCO Natural Resources Gold & Income Trust | J | Series B Cumulative Preferred Shares |