| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| First Trust Mortgage Income Fund of Beneficial Interest | S | Common Shares | |||||
| First Trust Specialty Finance and Financial Opportunities Fund | S | Common Shares | |||||
| First Trust Dividend & Income Fund | S | Common Shares | |||||
| Macquarie First Trust Global | S | Common Shares | |||||
| First Trust Value Line R & Ibbotson Equity Allocation Fund | S | Common Shares |