| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| International Stem Cell Corporation | D | Stock Options | |||||
| International Stem Cell Corporation | S | Common Stock | |||||
| Eton Pharmaceuticals Inc. | M | Common Stock | |||||
| Eton Pharmaceuticals Inc. | M | Employee Stock Option | |||||
| Eton Pharmaceuticals Inc. | M | Employee Stock Option |