| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| International Stem Cell Corporation | A | Stock Option (Right to Buy) | |||||
| Eton Pharmaceuticals Inc. | A | Employee Stock Option (Right to Buy) | |||||
| Eton Pharmaceuticals Inc. | A | Restricted Stock Units | |||||
| International Stem Cell Corporation | A | Stock Option (Right to Buy) | |||||
| Eton Pharmaceuticals Inc. | A | Employee Stock Option (Right to Buy) |