| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| ConvergeOne Holdings, Inc. | J | Common Stock | |||||
| ConvergeOne Holdings, Inc. | J | Warrants | |||||
| Leap Wireless International Inc President and COO | D | Common Stock | |||||
| Leap Wireless International Inc President and COO | D | Non-Qualified Stock Option (right to buy) | |||||
| Leap Wireless International Inc President and COO | D | Performance-Based Share Units |