| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| CalAtlantic Group, LLC | S | Common Stock | |||||
| CalAtlantic Group, LLC | C | Series B Junior Participating Convertible Preferred Stock | |||||
| Gleacher & Company, Inc. | S | Common Stock | |||||
| CalAtlantic Group, LLC | C | Common Stock | |||||
| CalAtlantic Group, LLC | C | Series B Junior Participating Convertible Preferred Stock |