EX-1
from SC 13D/A
3 pages
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gamco Asset Management Inc. 12/05/07 1,900- 37.2437 12/04/07 800- 36.8288 12/03/07 200- 37.5000 11/30/07 400- 37.4400 11/29/07 1,100- 37.3209 11/28/07 2,200- 36.5650 11/27/07 600- 34.9950 11/26/07 2,300- 34.7061 11/23/07 200- 34.8200 11/23/07 200- 34.8000 11/15/07 500- 37.2700 11/14/07 1,100- 37.4818 11/12/07 100- 37.0700 11/09/07 2,800- 36.8675 11/08/07 700- 36.2957 11/01/07 2,500- 37.8540 10/25/07 3,900- 39.7946 10/25/07 100- 39.7802 10/25/07 100 39.7801 10/24/07 4,600- 39.0489 10/23/07 5,900- 37.7912 10/18/07 1,200- 37.5200 10/17/07 700- 37.2300 10/16/07 3,100- 37.3677 10/12/07 5,300- 36.6615 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Asset Management Inc. 6/06/05 12,000 16.9817 6/03/05 6,200 16.8000 6/01/05 1,000 16.9500 5/31/05 1,400 16.8871 5/26/05 900 16.8433 5/24/05 1,400 16.4107 5/23/05 200 16.2500 5/20/05 1,000 16.0900 5/18/05 200 16.0900 5/13/05 600 16.0533 5/12/05 2,000 16.2700 5/09/05 500 16.8580 5/06/05 900 16.9900 5/05/05 200 16.9900 5/04/05 400 16.8800 4/28/05 400 17.4200 4/27/05 100 17.6200 4/26/05 1,000 17.9250 4/15/05 500 18.0100 4/14/05 1,000 18.1250 4/13/05 1,200 18.1517 4/12/05 3,100 18.5226 4/11/05 1,600 18.7944 4/08/05 600 18.8200 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Asset Management Inc. 2/11/05 88,000 18.9500 1/06/05 7,500 19.7500 1/03/05 300 19.6500 12/31/04 2,800 19.7500 12/30/04 5,500 19.7427 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Asset Management Inc. 12/29/04 7,700 19.7648 12/28/04 2,600 19.8115 12/27/04 7,300 19.8300 12/23/04 9,300 19.7300 12/22/04 7,500 19.7129 12/21/04 100 19.6000 12/20/04 900 19.6000 12/17/04 100 19.6000 12/14/04 800 19.8025 12/03/04 200 19.1000 12/02/04 1,200 19.0000 11/29/04 500 19.1500 11/24/04 800 19.0500 11/23/04 1,200 19.0500 11/17/04 500 19.1900 11/15/04 500 19.2000 11/11/04 300 18.4000 11/05/04 1,900 18.1000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Securities, Inc. 3/02/04 500- 17.3000 Gabelli Asset Management Inc. 3/26/04 128,000 16.5207 3/23/04 1,000 16.8425 3/18/04 4,000 16.8170 3/05/04 6,000 17.2300 3/05/04 6,000 17.2300 3/05/04 6,000- 17.2300 3/02/04 500 17.3000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Asset Management Inc. 3/02/04 500 17.3000 2/27/04 2,000 17.2700 2/27/04 2,000- 17.2700 2/27/04 2,000 17.2700 2/26/04 2,000 17.2500 2/26/04 2,000- 17.2500 2/26/04 2,000 17.2500 2/25/04 2,000 17.2500 2/25/04 2,000- 17.2500 2/25/04 2,000 17.2500 2/17/04 2,000 17.3015 2/17/04 2,000- 17.2925 2/17/04 2,000 17.2800 2/13/04 1,500- 17.3125 2/13/04 1,500 17.3000 2/13/04 1,500 17.3245 2/12/04 4,000 17.2895 2/12/04 4,000 17.2895 2/12/04 4,000- 17.2895 2/11/04 6,000- 17.2842 2/11/04 6,000 17.2842 2/11/04 6,000 17.2842 2/10/04 2,100 17.2871 2/10/04 2,100- 17.2871 2/10/04 2,100 17.2871 2/09/04 700 17.3286 2/09/04 700- 17.3286 2/09/04 700 17.3286 2/06/04 600- 17.1125 2/06/04 600 17.1000 2/06/04 600 17.1425 2/05/04 2,200 17.1000 2/05/04 2,200- 17.1000 2/05/04 2,200 17.1000 1/07/04 200 17.5400 1/07/04 200 17.5400 1/07/04 200- 17.5400 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A
1 page
Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Westwood Hldgs Group Gabelli Asset Management Inc. 12/03/03 79,300 17.0000 11/25/03 500 17.0200 11/24/03 700 17.0943 11/19/03 400 17.0400 11/18/03 1,600 17.0050 11/17/03 5,000 17.0128 11/14/03 600 17.0500 11/13/03 2,000 17.0615 11/12/03 600 17.0300 11/07/03 5,000 16.8998 11/05/03 1,300 16.9754 11/04/03 400 17.0100 11/03/03 900 16.9956 10/31/03 7,400 16.9108 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13G/A
1 page
Exhibit 1 Joint Filing Agreement in Accordance With Rule 13d-1 (F) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Agree to the Joint Filing With All Other Reporting Entities (As Such Term Is Defined in the Schedule 13g) on Behalf of Each of Them of a Statement on Schedule 13g (Including Amendments Thereto) With Respect to the Common Stock, $.10 Par Value Per Share, of Sws Group, Inc., and That This Agreement Be Included as an Exhibit to Such Joint Filing. This Agreement May Be Executed in Any Number of Counterparts All of Which Taken Together Shall Constitute One and the Same Instrument. in Witness Whereof, the Undersigned Hereby Execute This Agreement This 12th Day of August, 2002. Eqsf Advisers, Inc. By:/S/ Martin J. Whitman Martin J. Whitman Chairman and Chief Executive Officer M.J. Whitman Advisers, Inc. By:/S/ Martin J. Whitman Martin J. Whitman Chairman and Chief Investment Officer S/ Martin J. Whitman Martin J. Whitman
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