Morgan Group Holding Co – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 09/30/23 Q3 2023 – amended

ended 09/30/23 Q3

Late quarterly filing notification for Q3 2023

ended 06/30/23 Q2

ended 03/31/23 Q1

Prospectuses and Registrations Filter

Suspension of duty to report

Prospectus with pricing info

Initial registration of new securities – amended

Initial registration of new securities

Initial registration of new securities – amended

Ownership Filter

Gabelli Mario J

Baulch Thomas Donald Jr.

Baulch Thomas Donald Jr.

Baulch Thomas Donald Jr.

Baulch Thomas Donald Jr.

News Filter

Material Definitive Agreement

Change in Certifying Accountant

1. We Agree With the Statements Made in the First Three Paragraphs. 2. We Have No Basis on Which to Agree or Disagree With the Statements Made in the Fifth Paragraph

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Definitive proxy

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Notice of effectiveness

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC