Agenus Inc. – Indentures Watch

from 8-K 21 pages Series B Purchase Warrant to Purchase Common Stock or Pre-Funded Warrant

from 8-K 21 pages Series a Purchase Warrant to Purchase Common Stock or Pre-Funded Warrant

from 8-K 16 pages Agenus Inc. Pre-Funded Warrant to Purchase Common Stock

from 8-K 21 pages Form of 2026 D Warrant

from 10-K 7 pages Omnibus Amendment and Partial Release Agreement

from 10-K 5 pages Amendment to Notes, Amendment of Warrants and Sale of New Warrants

from 8-K 17 pages Form of 2025 C Warrant

from 8-K 17 pages Form of Amended and Restated 2022 B Warrant

from 8-K 17 pages Form of Amended and Restated 2022 a Warrant

from 8-K 17 pages Form of 2024 a Warrant

from S-3ASR 51 pages Agenus Inc. and [ ], as Trustee Indenture Dated as of [ ], [ ]

from 10-K 4 pages Amendment to Notes, Termination of Warrants and Sale of New Warrants

from S-3ASR 6 pages Amendment to Notes, Termination of Warrants and Sale of New Warrants

from 8-K 16 pages Form of 2022 B Warrant

from 8-K 16 pages Form of 2022 a Warrant

from 10-Q 34 pages Stock Purchase Agreement

from S-3ASR 51 pages Agenus Inc. and [ ], as Trustee Indenture Dated as of [ ], [ ]

from 10-K 3 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 10-K 15 pages This Warrant and the Securities Issuable Upon Exercise of This Warrant Have Not Been Registered Under the Securities Act of 1933, as Amended (The “Act”), or Qualified Under Any State or Foreign Securities Laws and May Not Be Offered for Sale, Sold, Pledged, Hypothecated or Otherwise Transferred or Assigned Unless (I) a Registration Statement Covering Such Shares Is Effective Under the Act and Is Qualified Under Applicable State and Foreign Law or (II) the Transaction Is Exempt From the Registration and Prospectus Delivery Requirements Under the Act and the Qualification Requirements Under Applicable State and Foreign Law And, if the Corporation Requests, an Opinion Satisfactory to the Corporation to Such Effect Has Been Rendered by Counsel. Warrant Certificate No.: Original Issue Date: February 18, 2020

from 10-K 3 pages Amendment to Notes and Warrants and Sale of New Warrants