| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Liquidmetal Technologies Inc. | P | Common Stock | |||||
| Liquidmetal Technologies Inc. | A | Option to Buy | |||||
| Applebees International Inc | A | Common Stock | |||||
| Applebees International Inc | A | Common Stock (Right to Buy) | |||||
| Applebees International Inc | M | Common Stock |