| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| High Income Securities Fund | P | Common Stock | |||||
| Total Return Securities Fund Secretary | P | Common Stock | |||||
| High Income Securities Fund | P | Common Stock | |||||
| Total Return Securities Fund Secretary | P | Common Stock | |||||
| Special Opportunities Fund Inc Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C |