| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| KALA BIO Inc. | P | Common Stock | |||||
| Palvella Therapeutics Inc. | S | Common Stock | |||||
| Palvella Therapeutics Inc. | M | Common Stock | |||||
| Palvella Therapeutics Inc. | M | Stock Option (right to buy) | |||||
| Palvella Therapeutics Inc. | S | Common Stock |