Berthel Sbic LLC – Chronological Filings

NO ACT

No action letter

05/05/09

40-17F2

Certificate of accounting of securities in custody of management investment companies

04/03/08

40-17F2

Certificate of accounting of securities in custody of management investment companies

11/08/07

40-17F2

Certificate of accounting of securities in custody of management investment companies

09/21/07

40-17F2

Certificate of accounting of securities in custody of management investment companies

04/04/07

40-17F2

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12/15/06

40-17F2

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12/15/06

40-17F1

12/15/06

40-17F2

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02/28/06

40-17F1

02/28/06

40-17F2

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02/28/06

40-17F1

02/28/06

40-17F2

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10/05/05

40-17F1

10/05/05

40-17F2

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04/05/05

40-17F1

04/05/05

40-17F2

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04/05/05

40-17F1

04/05/05

40-17F2

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09/09/04

40-17F1

09/09/04

Berthel Sbic LLC – Chronological Filings

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Berthel Sbic LLC – Chronological Filings