| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| 1st Century Bancshares, Inc. | D | Common Stock | |||||
| 1st Century Bancshares, Inc. | A | Common Stock | |||||
| Sunstone Hotel Investors Inc. | G | Common Stock | |||||
| Sunstone Hotel Investors Inc. | A | Common Stock | |||||
| 1st Century Bancshares, Inc. | A | Common Stock |