| Date | Owner | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Soon-Shiong Patrick | P | 8% Senior Convertible Note due 2025 | |||||
| Nant Capital, LLC | P | 8% Senior Convertible Note due 2025 | |||||
| Horvath Susan V.P. of Finance & CFO | A | Stock Option (right to buy) | |||||
| Simpson Jennifer K. President and CEO | A | Stock Option (right to buy) | |||||
| Goldman Sachs & Co. LLC | S | Common Stock |