Pzena Investment Management LLC – Underwriting Agreements Watch

from 40-APP 34 pages United States of America Before the Securities and Exchange Commission Washington, D.C. 20549 in the Matter of the Rbb Fundadvisors Series Trust 615 East Michigan Street 615 East Michigan Street Milwaukee, Wisconsin 53202-5207 and M.D. Sass Pzena Investment Management, LLC 55 West 46th Street, Suite 2801 320 Park Avenue, 8th Floor, New York, Ny 10036new York 10022 Investment Company Act of 1940 File No. 812-[ ]811-07959 Application for an Order of Exemption Pursuant to Section 6(c) of the Investment Company Act of 1940, as Amended (The “1940 Act”), From Certain Provisions of Section 15(a) of the 1940 Act and From Certain Disclosure Requirements Under Various Rules and Forms I