| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| E Trade Financial Corp | X | Common Stock | |||||
| E Trade Financial Corp | X | PUT OPTION: EUSMU [OBLIGATION TO BUY] | |||||
| E Trade Financial Corp | M | Class A Convertible Debentures due 2019 | |||||
| E Trade Financial Corp | M | Common Stock | |||||
| E Trade Financial Corp | S | Common Stock |