| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Xtera Communications, Inc. | C | Common Stock | |||||
| Xtera Communications, Inc. | C | Series A-3 Preferred Stock | |||||
| Xtera Communications, Inc. | C | Series B-3 Preferred Stock | |||||
| Xtera Communications, Inc. | C | Series C-3 Preferred Stock | |||||
| Xtera Communications, Inc. | C | Series D-3 Preferred Stock |